Editor's Note: Steven Metz gives us a look into
the psyche of insurgents, arguing that we fail to understand them due to
our own preconceptions and mirror-imaging of western logics, ideals,
and norms onto others. What drives insurgents "is not political objectives, but unmet psychological needs," he writes.
It's common sense: to make insurgents quit the fight or to deter
other people from joining them, to understand their appeal, we must know
what makes them tick. This is easier said than done as we Americans
face a mental barrier of our own creation--we insist on approaching
insurgency (and counterinsurgency) as a political activity. This
entails a major dose of mirror imaging. We are a quintessentially
political people, but it is politics of a peculiar type, born of the
European Enlightenment. We assume that the purpose of a political
system is to reconcile competing interests, priorities, and objectives.
From this vantage point, we see insurgency as a form of collective,
goal-focused activity that comes about when nefarious people exploit the
weaknesses of a political system. It occurs when "grievances are
sufficiently acute that people want to engage in violent protest."
[1]
The state cannot or will not address the grievances. And since
insurgency is political, so too are its solutions: strengthen the state
so it can address grievances and assert control over all of the national
territory. The improved state can then return to its mission of
reconciling competing interests, priorities, and objectives.
Much of the world--including the parts prone to
insurgency--sees things different. Most often the political system is
used by an elite to solidify its hold on power and defend the
status quo. Most insurgents do not seek a
better political system but rather one that empowers them or, at least, leaves them alone. People become insurgents because the
status quo
does not fulfill their needs. This is a simple observation with
profound implications. It means that the true essence of insurgency is
not political objectives, but
unmet psychological needs
(although political objectives may serve as a proxy for psychological
needs as insurgent leaders seek to legitimize and popularize their
efforts).
While insurgency unfolds within a specific cultural context
which causes much of the variation in it, basic human needs are
trans-cultural. While simplistic, the familiar Maslow's hierarchy
portrays this:
Insurgency arises from a combination of two conditions: significant
unmet psychological needs, and the feasibility of violence (via both
attitudes receptive to it and the actual tools of armed action). To
grapple with this, a psychological conceptualization of insurgency would
be more powerful and useful than a political one.
This paper is intended as a first, tentative step toward
such a psychological conceptualization. It will focus on the most basic
element: motivation--the things which compel an individual to become an
insurgents. I will first offer a few comments on my methodology, then a
framework for visualizing insurgent motivation. I will follow this
with a series of propositions on the motivation of insurgents and,
finally, suggest some implications of this approach.
Methodology
A complete psychological conceptualization of insurgency
would require rigorous and comprehensive primary source data from as
many insurgencies as possible, preferably all of them. This is, of
course, unattainable. There is some primary source data based on
interviews by scholars and members of nongovernmental organizations with
former insurgents and, in some cases, with people who could have become
insurgents but did not. I have relied on it as much as possible. But
even this data has a number of flaws. First, the coverage is uneven.
There has been extensive research in Sierra Leone, Colombia, El
Salvador, and Northern Ireland; some in Peru, Uganda, and Palestine; but
little beyond the occasional journalistic report, insurgent propaganda
release, or operationally-focused prisoner interrogation from Congo,
Iraq, Afghanistan, Chechnya, Kashmir, Sri Lanka, eastern India,
Thailand, and the Philippines. Today those conflicts continue, making
scholarly research dangerous. Often governments do not want to give
voice to the insurgents lest it help legitimize their cause.
Second, researchers rely captured or former insurgents.
These people are likely to portray themselves in a positive way and
emphasize the extent to which they were motivated by legitimate and
worthy causes, thus skewing the data. Those willing to talk to
researchers are likely to be the less committed insurgents so the data
collected may not accurately portray the motives of those who elected
not to talk (or who were killed in the conflict).
Third, time may distort the memories of former insurgents
leading them to overemphasize the idealism of their deeds. As Stathis
N. Kalyvas points out, "unsettled periods generate simultaneously a need
for strategic non-ideological action and an ideological explication of
these actions."
[2]
There is a window of opportunity following a conflict when the
available data is "ripe"--it is safe for former insurgents to talk
frankly, but not so long that their memory has faded or become
distorted. All of this means that the available primary source data is
the best we have but we must remain aware of its shortcomings.
I must mention one other methodological note. I have
assumed that the motivational structure of insurgency is similar but not
identical to other forms of violent action, particularly terrorism, but
also including militia activity and, to an extent, participation in
organized crime. I thus use some information from those venues while
remaining aware of the differences. To take one major example, pure
terrorist groups are smaller than insurgencies. Participation is more
risky. Hence terrorism offers fewer opportunities for personal
empowerment or enrichment than insurgency. Both are likely to attract a
cadre with similar motivation, but insurgency will also attract a body
of followers, associates, and supporters with different motives. As
appropriate, I will make note of this distinction.
Visualization
Five major categories of motives inspire individuals to
consider association with an insurgency, associate with it, or actually
join. Based on Maslow's Hierarchy of human needs, three of them can
been seen as part of higher order motivation: fulfillment, empowerment,
and enrichment. Two are lower order: social obligation and survival.
Clearly we must deconstruct this if it is to make sense and
be useful. The primal or lower order types of motivation include
survival. People become insurgents to survive amidst chaos and
violence. They have little commitment to the political objectives or
ideology of the movement. Any powerful gang or militia could
substitute. As with inner city street gangs in the United States,
though, individuals may associate or join as a means of survival but
eventually be indoctrinated into the ideology of the group, thus
developing a deeper commitment.
The notion of social obligation operates in tribal
societies where the traditional power structure remains important (in
contrast to tribal areas where the traditional structure has broken
down, leaving young males as "free agents" susceptible to recruitment by
insurgents). David Kilcullen describes this process in Afghanistan.
[3]
Local leaders see the growing power of the national government (a
process spurred by the United States and other outsiders) as a threat to
their power and prerogative, and to their group's cultural identity.
To defend against this, some of them form alliances with Taliban
insurgents and provided fighters. So these individuals may themselves
care little about the Taliban or its objectives, but become insurgents
because of the social obligations incurred within their tribe and
traditional power structure. The same process unfolded in Iraq's Anbar
province until 2006 when local leaders began to see foreign fighters
associated with al Qaeda as a greater threat than the United States or
the central government in Baghdad.
The higher level motivations are more important, complex,
and interesting. They overlap but, in a general sense, people associate
with or join insurgencies because they will gain power, gain access to
money and other resources, or to fulfill needs such as a sense of
identity, belonging, and justice. The best way to describe this is via a
typology--a cast of characters if you will. I call them "the
survivors," "the lost," "the thugs," "the ambitious," "the aggrieved,"
and "the idealists." These are what German philosophers call "ideal
types." Real living, breathing, sweating, and bleeding individuals will
most often have attributes of several types but usually can still be
characterized as one or the other. For this reason, thinking in terms
of motivational types helps unveil the richness of insurgent
motivational clusters.
The Survivors: The survivor is an insurgent who
lives in an environment where it is safer to be part of an armed group
than not. The insurgency is the only armed group available or, at
least, the most receptive and powerful one. Research with former
insurgents of the Revolutionary United Front (RUF) in Sierra Leone, for
instance, showed that 88% were abducted into the movement as children
and 42% of those who joined said they did so because they feared what
would happen to them if they did not.
[4]
Like criminal gangs, insurgencies offer both carrots and sticks--they
protect joiners and threaten to hurt non-joiners. Abduction is the
"purest" method of recruiting "survivors." It has become pervasive in
Africa. In addition to the RUF, Renamo in Mozambique, the Lord's
Resistance Army in Uganda, and the bevy of militias and insurgents in
Eastern Congo have made extensive use of it.
[5]
In conflictive regions, particularly those which were
economically weak before the outbreak of violence, insurgency and
illegal activity often are the only ways to make a reasonable living.
Human Rights Watch, for instance, found that to be the case in Liberia.
Most of the insurgents which the group interviewed were "deeply
affected by poverty and obsessed with the struggle of daily survival."
[6]
The inability to provide for families was a source of anger and shame
to young men, thus making them receptive to the only employers actively
hiring: the insurgents and warlord militias. In Sierra Leone,
individuals offered payment in money or diamonds by the insurgents were
six times more likely to join the RUF than local self defense militias
even though doing so entailed greater risk.
[7]
In the absence of material inducement, individuals were equally likely
to join the insurgents or the self defense militias depending, in large
part, on which group controlled the region they lived in (survivors
exhibit a bandwagoning effect, tending to join the stronger group since
that maximizes the near term chances of survival).
[8] In a survey of former Colombian insurgents, Marcella Ribetti found that many listed employment as a reason for joining.
[9]
And, to make it even more attractive, the work was sporadically risky
but not tedious or physically demanding (something one also sees with
organized crime--witness "The Sopranos.") This suggests that insurgency
(and crime) hold particular appeal in cultures which do not attribute
high esteem to the type of hard work associated with menial, lower level
jobs (which are the type most likely to be created during a
counterinsurgency campaign).
The Lost: The lost is someone whose life is
missing meaning, structure, or a sense of identity, and who becomes
convinced that the insurgency offers these things. The insurgency, in
other words, fills a psychic void. As with the military, involvement
can simplify life for those overwhelmed by a lack of structure and with
difficulty making decisions. Life becomes simpler because the insurgent
leadership makes daily decisions. Jessica Stern noted this dynamic
when studying religious based terrorist groups. "What seems to be most
appealing about militant religious groups," she wrote, [is that]
whatever combination of reasons an individual may cite for joining is
the way of life is simplified. Good and evil are brought out in stark
relief."
[10]
This suggests that individuals who are psychologically with a low
tolerance for complexity and ambiguity are prime candidates for
insurgency recruitment (as for recruitment into the military).
The need to belong and to create an identity is
particularly strong (and problematic) during adolescence. Adolescence
"is characterized by feelings of opposition and resistance to authority
and power structures in the family, at school, and at the state level.
In addition, it is a time when injustice and its unacceptability are
strongly felt."
[11]
It is also a time when young people have weak impulse control, a need
for increased self esteem, and an attraction to idealistic commitments.
[12]
This is the reason that adolescents form a major source of insurgent
recruits, particularly for insurgencies such as Renamo, the RUF, and the
Lord's Resistance Army that did not have a deep foundation of
legitimacy or popular support.
[13] The insurgency becomes a surrogate family for those who have lost their real ones.
[14]
Like all young people, adolescents are powerless but unlike small
children, they find this grating, even intolerable. "By belonging to a
radical group," Post, Sprinzak and Denny write, "otherwise powerless
individuals become powerful."
[15]
In a study of the Oodura People's Congress--an ethnic
militia/insurgency in Nigeria--Yuan Guichaoua found that 45% of the
participants said that joining the movement improved their status and
reputation.
[16]
This makes adolescents perfect candidates for insurgency. It provides
structure and identity, filling psychic empty spaces. This has both an
individual and a collective dimension. Peer pressure is vitally
important for "the lost," particularly young ones. Marc Sageman has
demonstrated the crucial role of social networks rather than any
individual psychological propensity in leading young men to join
jihadist terror networks.
[17] This same process functions in insurgency.
Anything which makes an individual "lost," separating him
or her from their source of structure, meaning, and identity, increases
their vulnerability to insurgent recruitment. For instance, Jessica
Stern notes that Hamas identifies potential suicide bombers by looking
for someone who is "anxious, worried, and depressed," specifically
someone who is young, immature, unemployed, and convinced that life is
pain and he (or she) has lost everything of worth.
[18] Insurgents also find prisons, refugee camps, and émigré communities ripe recruiting ground.
[19]
It was not coincidence that the September 11 bombers met as part of a
culturally isolated Muslim community in Europe, or that Abu Musab
al-Zarqawi was won over to violent extremism while in a Jordanian
prison. They were lost and then found. In a storm, any island seems
safe.
Similarly, some insurgent movements have found that
exploiting religious themes helps attract recruits who are spiritually
lost. The contemporary Islamic extremists, whether affiliated with al
Qaeda or not, provide the starkest illustration of this, but not the
only one. The Lord's Resistance Army did the same with a blend of Old
Testament, Pentecostal Christianity and local superstitions.
[20]
Many other African insurgencies such as the Mau Mau movement in Kenya
during the 1950s wove traditional religious beliefs into their
ideology. The Guatemalan and Peruvian insurgencies utilized the
mystical religion of their indigenous foot soldiers. And religion was
certainly a factor for insurgents in Northern Ireland, Sri Lanka, and
for the Jewish insurgents fighting against the British mandate in
Palestine. Even the avowedly secular communist insurgents of the 20th
century understood the need for spirituality and developed an ideology
which played the same psychological role as religion.
Boredom also contributes to a sense of being lost. In
rural areas and urban slums, insurgency seems to provide excitement for
those whose lives are devoid of it.
[21]
This theme appears over and over when former insurgents explain their
motives. Ribetti, for instance, heard it from Colombians, particularly
from the female insurgents she interviewed who sought to escape the
tedium of a woman's life in rural areas.
[22]
Louise Shelley observed that youth violence and association with
terrorism is often linked to "the glamour of living dangerously and the
adrenalin flow that is associated with living precariously."
[23]
States not susceptible to insurgency have proxies for youth boredom and
the need for excitement which drains these impulses into less
destructive channels, whether video games, violent movies, sports, or
fast cars. Societies without alternatives--particularly ones where the
educational system has collapsed like Sierra Leone, Afghanistan, and he
tribal areas of Pakistan can see boredom be channeled into political
violence.
[24]
The Thugs: There are people in every
society--usually young males--with a propensity for aggression and
violence. Insurgency attracts them since it is more prestigious and
legitimate than crime, and has a better chance of gaining internal or
external support. It offers them a chance to justify imposing their
will on others. This is amplified when a nation has a long history of
violence or major military demobilization which increases the number of
thugs and puts many of them out of work. In many parts of the world,
whole generations have never known a time without brutality and
bloodshed. Sierra Leone is a perfect example of this. The RUF emerged
from a group of young people from the slums of Freetown known for their
antisocial behavior.
[25]
While this group sometimes provided violent muscle for politicians, it
also served up the raw material for the RUF, leading Ibrahim Abdullah
and Patrick Muana to label it the "revolt of the lumpenproletariat" (a
word coined by Karl Marx to describe society's lowest strata).
[26] Thugs seldom create or lead insurgencies, but they do provide many of its foot soldiers.
The Ambitious: A large literature has emerged in
the last decade focusing on "greed"--the desire for personal gain--as a
motivation in internal war.
[27]
Greed can be for material goods, power, or status. Simply put,
insurgency has appeal in a system where upward mobility is blocked for
the talented and ambitious members of the lower classes--where the elite
is impermeable. Logically if a state develops other lest risky means
for upward mobility, it can decapitate an insurgency. This will never
work perfectly. Even in a society like the United States where the
elite is extremely permeable and multiple avenues for upward mobility
exist, there are still those who pursue illegal paths which appear
easier or more exciting. But the smaller the pool of talented,
ambitious members of the non-elite available, the less the chances that
an insurgency can coalesce and persist.
The Aggrieved: Americans, with their political
perspective on insurgency, understand grievance. The primary fuel of
the aggrieved is sensitivity to injustice. They believe that the
existing political and economic system, or specific government policies
or practices (such as pervasive corruption) are unfair to some group
defined by class, region, ethnicity, religion, or race. Injustice must
be punished and stopped. The only way to do that, they believe, is
through armed action since it cannot be ameliorated through peaceful
means. Such insurgents consider themselves victims and their actions
defensive.
Three things are important about this motivational type.
First, over time grievances can become transcendental. This means that
they are no longer the result of specific government policies or
actions, but are based on the notion the very existence of the
government (and the elite it is felt to represent) is intolerable. The
Palestinian and al Qaeda insurgencies demonstrate this. It is doubtful
that any change in policy by the Israeli government or the United States
could satisfy them. Only the total destruction of their enemies (and
the existing power system) will restore justice. Often this type of
insurgent borders on nihilism, concluding that destruction is a vital
component of creation. They are the Kali of the insurgent galaxy.
Second, the grievance can be personal or group based. Personal
grievances are particularly important in cultures with an ingrained
sense of justice where group members (be they a family, tribe, or clan)
have an obligation to seek revenge when one of their members are
harmed. Combined with a powerful sense of male honor, this fueled a
large segment of the insurgency Iraq's tribal areas as family and tribe
members felt compelled to strike at American forces when one of their
own was killed, taken prisoner, or otherwise dishonored. Finally,
grievance is widely seen as the most legitimate and acceptable rationale
for insurgency, so is often used by insurgents to describe their
motives even when it is not the most pervasive or powerful. But in a
general sense, the more focused an individual and a culture are on
justice, the greater that the aggrieved play in an insurgency. If a
population could be given the Myers-Briggs personality test,
[28] those who score a hard "J" (for judgmental) would be candidates for insurgent membership (I myself fall into this category!).
The Idealists: Idealists are closely linked to
the aggrieved. But rather than being driven by the desire to end
injustice by imposing revenge, they seek to construct a more just and
equitable system. Theirs is a New Testament world-view rather than the
stern Old Testament mindset of the aggrieved. While true idealists are
rare, their ability to inspire and legitimize the insurgency gives them
influence out of proportion to their number.
Propositions
Rather than attempting a full scale theory or model of
insurgent motivation, I will advance the idea by sketching a framework,
combining a series of propositions with a visualization and typology.
Some of these propositions border on the self-evident but nonetheless
need stated to build toward the visualization. All could be tested with
further research--call them propositions in search of data.
Individuals who associate with or join an insurgency have multiple motives, sometimes even conflicting or contradictory ones.
This means that a counterinsurgency program which addresses one or
even several motives which led an insurgent to take up arms might not
lead him or her to lay down their arms. It is extraordinarily difficult
(but important) to identify the
decisive motive within a
cluster. Sometimes even the insurgent themselves might not be able to.
Motives lower in Maslow's hierarchy of needs are more important to an
individual, but easier for a counterinsurgency program to address.
Motive clusters determine the form and intensity of individual's involvement with an insurgency.
Clusters which incorporate or are dominated by motives higher in
Maslow's hierarchy will generate more intense involvement with an
insurgency, possibly in a full time or leading role. Clusters lower in
the hierarchy are more likely to generate sympathy, support, or
association. It is easier to convince insurgents with lower level
motive clusters to abandon the insurgency, or to convince individuals
drive by lower level motives to resist association in the first place.
Motives may be elaborate and complex, based on linear logic, but they may also include emotions, feelings, and perceptions.
Much of the research on insurgent (or rebel) motivation focuses on
linear logic and rational choice. This may, in fact, dominant the
decision making of some individuals. But it provides an incomplete
picture. Motivation is sometimes sub- or supra-rational, particularly
when grievances become transcendental. In an insurgency with a
cross-cultural dimension (e.g. when the United States is involved in a
counterinsurgency campaign in a non-Western culture), the logic of
motivation may be translucent or opaque: logic has a cultural component.
The motive cluster of an individual or group changes over time.
Insurgent leaders realize that idealists and the aggrieved are most
committed to the cause, but are rarer than survivors, the lost, the
ambitious, or even thugs. For this reason, they attempt to shift the
motive cluster of survivors, the lost, or thugs to idealism through
indoctrination and other solidarity building efforts. Conversely, an
insurgent who joins based on grievance or idealism may become jaded
remain involved out of fear or simply because there are no better
opportunities available. In such cases, insurgency becomes his or her
livelihood. Personal gain is more important than vengeance or
idealism.
The motive clusters which predominate in a given insurgency change over time.
Insurgencies normally begin with a small cadre of the aggrieved or
idealists; they then add the ambitious and thugs and may eventually
incorporate the lost or survivors. In a handful of insurgencies, the
idealistic and grievance based component increases as the insurgent
leaders find ways to shift more and more followers to these motive
clusters. In most cases, the idealism of insurgency depletes and it
devolves into a criminal gang or personal militia with a political
veneer, particularly since late joiners to an insurgency are more likely
to expect tangible benefits than the early joining, more idealistic
component.
Control of a region also affects the motive cluster which
predominates in an insurgency. When an insurgency controls a region,
survivors join as part of the bandwagoning effect (since joining is
safer than not joining). That means that an insurgency which controls
extensive territory will see a larger role for survival motives than one
that controls little or no terror. The latter will be dominated by
grievances and idealism since those inspire greater risk acceptance.
[29]
The vulnerability of an individual to specific motivations varies.
Vulnerability arises from several factors. One is age. As noted, the
trauma and stress of adolescence makes that age group vulnerable to an
organization that promises meaning, identity, and power, and promotes
(or purports to promote) idealistic objectives. Adolescents whose
normal framework for maturation--the family or local social
structure--have broken down are particularly vulnerable. A traumatic
event can also make an individual vulnerable to insurgent recruitment.
This can be something within the personal experience of the potential
recruit such as losing access to education or a job, or having a friend
or family member killed or arrested. It can also be indirect,
collective or ascribed such as a government massacre or the killing or
capture of a respected leader.
The role of traumatic events seems to vary from insurgency
to insurgency. Interviews with former insurgents in Colombia and Sierra
Leone found few instances where specific traumatic events led to
joining the insurgency. In Northern Ireland, Palestine and, based on
journalistic accounts, Iraq, it was more common for individuals to
mention a specific trauma which led them to become insurgents or
terrorists. Local conditions probably account for this. In Sierra
Leone and the Colombian hinterlands, there was virtually no effective
government presence so joining the insurgents was a less radical step
for an individual. Joining required little motivation. In Northern
Ireland and Palestine, there was an effective government presence. This
made joining the insurgents or terrorists more risky. It often took a
major and immediate personal trauma to propel an individual through
their natural risk aversion. And as noted earlier, any separation from
traditional structures of meaning and identity increase vulnerability.
This includes prisons, refugee camps, émigré populations, or even
attendance at a college or university when it separates the students
from their families.
Vulnerability can also be systemic rather than purely
individual. Societies in transition are classic examples. The
insurgencies of the 20th century normally did not occur in the most
traditional and backward nations, but in nations that had begun
modernization. Traditional structures for meaning and identity had
broken down, but modern ones had not yet matured.
[30]
Insurgents capitalized on this psychological "unoccupied terrain."
Some of today's insurgencies such as those in Afghanistan, Nepal, and
much of Sub-Saharan Africa unfold in societies where traditional
structures have broken down but modern ones have not taken root. This
makes them vulnerable to insurgency.
A history of violent conflict increases systemic
vulnerability. For a variety of reasons, it is easier to start the
second, third, or fourth insurgency in a state than the first. Violence
has been normalized, shattering the normal psychological aversion to
it. The normal structures of meaning and identity are weak. And, in
most cases, the war economy associated with preceding conflicts had a
lingering and distorting effect. People remember how to smuggle, how to
extort funds, and so forth. In many cases, those who benefitted
economically and psychologically from the previous conflict would like
to regain what they lost.
Prevalence and role of motivation clusters varies
across cultures, especially way in which violence, justice, and
authority are perceived. In cultures where violence is normalized
through a history of armed conflict or respected due to a warrior
tradition, the psychological barriers to joining an insurgency are low.
That means that the insurgents can easily recruit the lost, survivors,
the ambitious, and thugs. In cultures where violence is abnormal, the
psychological barriers to joining an insurgency are higher. This means
that the bulk of recruits must come from the aggrieved or idealists. In
cultures which place a high premium on justice or where national
authority is little respected, the psychological barriers to joining an
insurgency are again low, leading to recruitment of lost, survivors, the
ambitious, and thugs. In cultures where the national authority is
generally respected and thought to rule justly, the psychological
barriers to joining an insurgency are high, forcing the insurgents to
recruit primarily the aggrieved and idealists.
Implications
I am not a social psychologist so any policy or strategy
implications I draw from this foray into the psychology of insurgency
are tentative. But it does seem clear to me that if my basic assumption
is valid--if insurgency results from the confluence of widespread unmet
psychological needs and the means of violence--then counterinsurgency
must
both lower the utility of violence and provide alternative
structures for meeting unmet psychological needs. The central
psychological concept for understanding insurgency is more expansive and
complex than
grievance (which is the political expression of unmet needs). It is
alienation.
Counterinsurgency must be counter-alienation. This means that a
comprehensive counterinsurgency program must address all of the motive
clusters. It cannot stop at articulated grievances, but must also
provide non-violent structures for identity, self discipline,
empowerment, prestige, and meaning.
It is relatively easy to derail any inclination which the
lost and survivors have toward insurgency. The lost need alternative
frameworks of identity and belonging. Survivors need a way to live
other than insurgency. The thugs are harder since even if prevented
from becoming insurgents, they will have a deleterious effect. Long
term imprisonment may be the only solution. The aggrieved, particularly
those for whom grievances have become transcendental, and idealists are
the most difficult because their motives are the least tangible and
most expansive. Luckily, these types are fairly rare
Effective counterinsurgency must continue long after the
insurgency appears defeated. Like all violence, insurgency has
lingering psychological effects. Researchers have noted the prevalence
of post-traumatic stress syndrome in societies emerging from insurgency.
[31] At a systemic level, counterinsurgents must remember that over time, insurgency becomes
both
a livelihood and a life style. If the insurgents retain the life style
after the insurgency, the state remains fragile and conflictive. El
Salvador, Peru, and Guatemala all demonstrate this, with many insurgents
simply becoming part of criminal gangs. Comprehensive
counterinsurgency must, as far as possible address this. And it must
remember that former insurgents do not become gang members simply
because there are no other jobs available (although that is part of
it). They do so because as insurgents they felt empowered. They were
feared (and, like American gang members and mafia, confused fear with
respect). They did not have to work long hours. So if the
counterinsurgency program is to prevent insurgents from simply stripping
off their ideological veneer and becoming pure criminals, it must find
ways to address the empowerment issue.
Of course this is easier said than done. But there are
solutions. One alternative system of identity, meaning, and empowerment
is the military. Ironically, militaries and insurgencies both recruit
heavily from the lost, survivors, and idealists. While it might seem
counterintuitive, one of the most effective things that a state seeking
to deal the final death blow to an existing insurgency or prevent a
defeated one from re-emerging can do is significantly increase the size
of its military to provide an alternative psychological framework for
potential recruits. The United States should recognize this and help
partner states vulnerable to insurgency sustain a military that might,
to us, seem unnecessarily large. This one step is emblematic of the
larger one we must take to be effective in counterinsurgency: we must
stop thinking in purely political terms and understand the psychological
dynamics at play.
[1] Paul Collier and Anke Hoeffler, "Greed and Grievance in Civil War,"
Oxford Economic Papers, 56, 2004, p. 564.
[2] Stathis N. Kalyvas,
The Logic of Violence in Civil War, Cambridge: Cambridge University Press, 2006, p. 46.
[3] David Kilcullen,
The Accidental Guerrilla: Fighting Small Wars in the Midst of a Big One, Oxford: Oxford University Press, 2009.
[4] Macartan Humphreys and Jeremy M. Weinstein, "Who Fights? The Determinants of Participation in Civil Wars,"
American Journal of Political Science, 55, 2, April 2008, p. 438
[5] Jeremy M. Weinstein,
Inside Rebellion: The Politics of Insurgent Violence,
Cambridge: Cambridge University Press, 2007, 111-121; Heike Behrend,
"War in Northern Uganda: The Holy Spirit Movements of Alice Lakwena,
Servino Lukoya and Joseph Kony (1986-1997)," in
African Guerrillas,
ed. Christopher Clapham, Oxford, James Currey, 1998; and Paul Jackson,
"The March of the Lord's Resistance Army: Greed or Grievance in Northern
Uganda?"
Small Wars and Insurgencies, 13, 3, Autumn 2002, pp. 29-57.
[6] Youth, Poverty, and Blood: The Lethal Legacy of West Africa's Regional Warriors, New York: Human Rights Watch, 2005, p. 13.
[7] Humphreys and Weinstein, "Who Fights?" pp. 448-9.
[8]
Ana M. Arjona and Stathis N. Kalyvas, "Rebelling Against Rebellion:
Comparing Insurgent Recruitment," paper prepared for the Mobilisation
for Political Violence Workshop, Oxford University Centre for Research
on Inequality, Human Security and Ethnicity, March 17-18, 2009, p. 12.
[9] Marcella Ribetti, "The Unveiled Motivations of Violence in Intra-State Conflicts: The Colombian Guerrillas,"
Small Wars and Insurgencies, 18, 4, December 2007, p. 707.
[10] Jessica Stern,
Terror in the Name of God: Why Religious Militants Kill, New York: HarperCollins, 2003, p. 5.
[11] Rachel Brett and Irma Specht,
Young Soldiers: Why They Choose to Fight, Boulder: Lynne Rienner, 2004, p. 3.
[12] Fusan Cuhadaroglu, "Youth and Violence," in
Political Violence, Organized Crimes, Terrorism, and Youth, ed. M. Demet Ulusoy, Amsterdam: IOS Press, 2008, p. 12.
[13] Jeremy M. Weinstein, "Resources and the Information Problem in Rebel Recruitment,"
Journal of Conflict Resolution, 49, 4, August 2005, p. 613.
[14] Krijn Peters and Paul Richards, "Why We Fight: Voices of Youth Combatants in Sierra Leone,"
Africa, 68, 2, 1998, p. 183.
[15]
Jerrold M. Post, Ehud Sprinzak, and Laurita M. Denny, "The Terrorists
in Their Own Words: Interviews with 35 Incarcerated Middle Eastern
Terrorists,"
Terrorism and Political Violence, 15, 1, Spring 2003, p. 176
[16]
Yuan Guichaoua, "Why Do Youths Join Ethnic Militias? A Survey on the
Oodua People's Congress in Southwestern Nigeria," unpublished paper
prepared for the Oxford University Centre for Research on Inequality,
Human Security and Ethnicity, March 2006, p. 17.
[17] Marc Sageman,
Understanding Terror Networks,
Philadelphia: University of Pennsylvania Press, 2004. [17] Post,
Sprinzak, and Denny found the same thing ("The Terrorists in Their Own
Words," p. 173
[18] Stern,
Terror in the Name of God, p. 50.
[19]
The American approach to counterinsurgency in Iraq and Afghanistan
created immense prison populations and thus assisted insurgent
recruitment by providing a concentrated body of "the lost."
[20] Lawrence E. Cline, "Spirits and the Cross: Religiously Based Violent Movements in Uganda,"
Small Wars and Insurgencies, 14, 2, Summer 2003, pp. 113-130
[21] Brett and Specht,
Young Soldiers,
p. 13. Again, this same factor contributes to military
recruitment--from the Scottish Highlands to the isolated farms of the
United States in the Civil War, young men have long joined the army
seeking relief from the tedium of farm life
[22] Ribetti, "The Unveiled Motivations of Violence in Intra-State Conflicts," p. 712.
[23] Louise Shelley, "Youth, Crime, and Terrorism," in
Political Violence, Organized Crimes, Terrorism, and Youth, ed. M. Demet Ulusoy, p. 137.
[24] The correlation between weak or failed school systems and gang activity in the United States also demonstrates this dynamic.
[25] Weinstein, "Resources and the Information Problem in Rebel Recruitment," 615.
[26] Ibrahim Abdullah and Patrick Muana, "The Revolutionary United Front of Sierra Leone: A Revolt of the Lumpenproletariat," in
African Guerrillas, ed. Clapham, pp. 173-4.
[27]
For instance, Collier and Hoeffler, "Greed and Grievance in Civil War";
Paul Collier, "On the Economic Consequences of Civil War,"
Oxford Economic Papers, 51, 1999, pp. 168-83; Paul Collier, "Doing Well Out of War" in
Greed and Grievance: Economic Agendas in Civil Wars,
ed. Mats Berdal and David Malone, Boulder: Lynne Rienner, 2000; and
Paul Collier and Anke Hoeffler, "On the Economic Causes of Civil War,"
Oxford Economic Papers, 50, 1998, pp. 563-73.
[28]
The Myers-Briggs personality indicator is used by many corporations and
government organizations. It is simplistic--I use it here to suggest
how psychology could be used to better understand insurgency rather than
as a final solution. The indicator is based on four scales: EXTROVERT -
INTROVERT (drawing energy from outside or within); INTUITIVE - SENSING
(drawing energy from a “sixth sense” or from the five other senses);
FEELING - THINKING (basing decisions on personal information or on
logic/rules); PERCEIVING - JUDGING (preferring spontaneity or
organization).
[29] Arjona and Kalyvas, "Rebelling Against Rebellion," p. 12.
[30] The classic analysis of this problem is Samuel P. Huntington,
Political Order in Changing Societies, New Haven: Yale University Press, 1968.
[31] Dean Owen, "When Violence, Terror, and Death Visit Youth," in
Political Violence, Organized Crimes, Terrorism, and Youth, ed. M. Demet Ulusoy, pp. 52-66.
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